PART III
_THE THEORY OF PLAY_
Having reviewed the extensive field of play and its systems, the task now remains of collecting the results and important conclusions thence resulting. To this end the conception of play must be viewed from different standpoints: on the one hand that of physiology, biology, and psychology, and on the other a more definitely æsthetic, sociological, and pedagogical view.
1. _The Physiological Standpoint_
In the attempt to find a “common-sense” explanation of play we are confronted by three distinct views, none of which science should neglect. The first says: When a man is “quite fit,” and does not know just what to do with his strength, he begins to sing and shout, to dance and caper, to tease and scuffle. “Jugend muss austoben, der Hafer sticht ihn”; “He must sow his wild oats”; “Il n’a pas encore jeté sa gourme.” All these sayings recognise the necessity for some discharge of such superabundant vigour. The second view is diametrically opposed to this one, regarding play as it does in the light of an opportunity afforded for the relaxation and recreation of exhausted powers. As the strings of a zither and the cord of a bow should not always be taut if the instrument is to retain its usefulness, so do men need the relaxation of play. The third view emphasizes the teleological significance of play. Observation of men and animals forces us to recognise its great importance in the physical and mental development of the individual—that it is, in short, preparatory to the tasks of life. Every effort made to arouse and foster a feeling for play among our people is based on the conviction, _pro patria est, dum ludere videmur_.
The physiological theory of play is derived mainly from the first of these views—namely, that of surplus energy.[646] Schiller was its first exponent in Germany, when he accounted for play by calling it an aimless expenditure of exuberant strength, which is its own excuse for
## action. But Herbert Spencer, in his Principles of Psychology, first
attempted a scientific formulation of the theory. It is characteristic of nerve processes, he says, that the superfluous integration of ganglion cells should be accompanied by an inherited readiness to discharge. As a result of the advanced development of man and the higher animals they have, first, more force than is needed in the struggle for existence; and, second, are able to allow some of their powers longer periods of rest while others are being exercised, and thus results the aimless activity which we call play, and which is agreeable to the individual producing it.
A further question, which is not sufficiently provided for in Spencer’s elucidation, depends on the physiology of this theory. Since we find that each species of higher animal has a kind of play peculiar to itself, we must try also to explain the origin of such varied forms of
## activity, all serving to relieve the tension of superfluous energy.
Spencer does indeed attempt to make his theory of imitation cover all this, but a close examination proves it to be inadequate to the task. His idea is that imitation of one’s own acts or of those of adults of the race determines the channels for overflowing energy. The former supposition might be tenable on the supposition that the child’s first experimentation is not playful but intentional repetition, which is not the commonly accepted meaning of imitation. Spencer himself, however, seems to find imitation of models more general among children, since he expressly says that their play, as they nurse their dolls, give tea
## parties, etc., is a distinct dramatization of the acts of adults. This
view, as I have tried to prove in my earlier work, can be applied with assurance to but one department of play, and consequently the origin of special forms must find some other explanation. Imitation, then, in its ordinary sense, can not be the universal criterion of play.
The question, therefore, as to the origin of special forms of play must be answered in some other way, and Spencer himself points it out when he says that the actions imitated in play are exactly those which are important in the subsequent career of the animal, and when in pursuance of this idea he refers to the robbing and destroying instincts which play satisfies in a manner more or less ideal. Here we meet again with the thought which has, indeed, hardly ever been absent in this inquiry, and which I regard as a most fruitful one. Not imitation, but the life of impulse and instinct alone, can make special forms of play comprehensible to us. The surplus-energy theory assumes in the higher forms of life a series of inborn impulses for whose serious activity there is often for a long time no opportunity of discharge, with the result that a reserve of exuberant strength collects and presses imperatively for employment, thus calling forth an ideal satisfaction of the impulse, or play.
A wide range can not be denied to the theory thus set forth, especially when we consider youthful play with its ebullient vigour which has scarcely any other outlet. The movements of imprisoned animals, too, may be cited in its support, as well as the actions of men whose business does not give them enough physical exercise. Yet I think experience teaches us that superfluous energy, as Spencer conceives it, is no more a universal criterion of play than is imitation, since in many cases the inherited impulse toward prescribed reactions in certain brain tracts seems to be in itself a sufficient cause for play without the necessary accompaniment of superfluous energy. When a ball of cord is rolled toward a kitten, nothing more is needed to set her claws in motion than in the case of a full-grown cat that starts up at the sight of a mouse. And the same is true of a child whose imitative and fighting instincts are excited by whatever cause. When there is absolutely no external stimulus to supplement the creature’s inborn impulses, only long inactivity of stored-up energies would lead to play; but, as there are thousands of such stimuli always at work, the Schiller-Spencer superfluous energy seems not to be a necessary or universal condition of play. It is of course a favourable but not an indispensable one, and therefore I regard not this but the inborn impulse as the keystone of an adequate system of play. It is true that we must assume in that case a flood tide in the affected tract as a result of the external stimulus, but this is quite a different thing from the view whose validity we are contesting. If, then, a condition of superfluous energy is a favourable though not indispensable one for play, we must endeavour to find its supplement, and this brings us to the second popular idea, which under the name of the theory of recreation has found its most scientific champion in Lazarus. Its fundamental principles are quite simple. When we are tired of mental or physical labour and still do not wish to sleep or rest, we gladly welcome the active recreation afforded by play. At first blush it seems to lead to a conclusion directly opposite to Spencer’s, according to which play squanders superfluous energy, while here it appears as the conserver of it; there it is an irresponsible spendthrift, here the provident householder. Yet, as I have pointed out in my earlier book, this opposition is more apparent than real; that, indeed, the recreation theory is often supplementary to the Spencerian. “When, for example, a student goes to have a game of tenpins in the evening, he thus tones up his relaxed mental powers at the same time that he finds a means of relieving his accumulated motor impulses, repressed during his work at the desk. So it is the same act that on the one hand disposes of his superfluous energy, and on the other restores his lost powers.” So far as this is the case this theory is a valuable supplement to the Schiller-Spencer idea, but is, of course, incompetent to explain play which transcends its limits.
Close inspection, however, will show that even this statement has its limitations, and that the recreative theory has, after all, an independent sphere of activity. When, for instance, the conditions point to an active recreation, superfluous energy pressing for discharge seems no longer indispensable; a moderate normal energy is quite adequate for its demands. It is a striking fact that the new recreative activity is often closely related to the work of which we are weary. Fresh objects, varying the direction of our efforts, a slight change in the psychophysical attitude, are often sufficient to dispel the sense of fatigue. Thus, while it may be futile to direct the memory, worn out with prolonged service on some difficult subject, to other objects, yet turning it toward new circumstances connected with the same subject may restore it to its original vigour.[647] Recreation may even be achieved by changing from one scientific book which wearies us to another, perhaps quite as abstruse, but dealing with different phases of the subject; and after an interval the first may be taken up again with renewed interest. Steinthal is right when he says that change of occupation, involving the use of the same limbs, rests them.[648] The mountain-climber who has toiled up steeps, gains new strength, or at least loses his fatigue, by walking on a level. The acrobat who has tired his arms by difficult exercise on a bar tries pitching as a change, and presently returns to the first with comparative freshness. The swimmer who has been swimming for a long time in the usual position rests himself by taking a few strokes on his back, and so on.[649]
We occasionally find, too, that the recreation theory is very useful in determining the status of a play to which the Spencerian theory is inapplicable. With the student playing skittles in the evening the two theories represent the negative and positive sides, of one and the same process; but if he feels inclined to participate in some game involving the use of his mental powers alone, the recreation idea is noticeably predominant. A principle is operative here which may go far to fill the gap to which we have referred. While the theory of surplus energy accounts for play in thousands of cases, especially in childhood, when there is no need for recreation, this need may also produce play where there is no surplus energy. This is chiefly illustrated by adults.
Although we are still a long way from a satisfactory explanation of play, a step toward rendering it intelligible is gained in the fact that play is often begun in the absence of superabundant energy. But we find on further examination that a game once begun is apt to be carried on to the utmost limit of exhaustion—a fact which it is superfluous to illustrate, and which is inexplicable by either of the theories in question. An appeal in this dilemma to the physiological standpoint reveals two possibilities. Let us recall first the tremendous significance of involuntary repetition to all animal life, for just as the simplest organisms in alternate expansion and contraction, and the higher ones in heart beats and breathing, are pervaded by waves of movement, so also in the sphere of voluntary activity there is a well-nigh irresistible tendency to repetition. Because of this tendency of reactions to renew the stimuli, Baldwin calls them “circular reactions.” Perhaps the child first produces them quite accidentally, then he repeats his own act, and the sensuous effect of the repetition furnishes the stimulus for renewed effort. When prohibition breaks this chain it does not as a rule effect complete cessation at once.
In our busy life, occupied as it is with the struggle for existence, we see substantial aims before us which we wish to realize as soon as possible, and we have not time to yield to this impulse to repetition; but we realize its power when a man steps aside from his strenuous business life. Psychiatry, too, furnishes us with pathological examples; some forms of mental disease are marked by continual repetition of some exclamation or act. One woman murmured constantly all day long, “O Jesus, O Jesus!” while another patient ladled nothing indefatigably from an empty dish; and a third scratched himself so persistently in the same spot that serious wounds resulted. To the same category belong the automatic and persistent movements of hypnotic subjects. If the arm of one of them is forcibly stretched out, he shows a disposition to repeat the movement, and often keeps on doing it, as children do, for some time after a positive command to the contrary.[650] Something similar to this occurs when a great grief or a great joy separates us for a time from our everyday life, and we mechanically repeat a single exclamation or trivial act.[651] The intoxication of love among birds is a very clear and beautiful illustration of this phenomenon. Bell birds are said to repeat their wooing call so long and so ardently that they have been known to fall dead from exhaustion.
Play, too, furnishes a similar distraction from the commonplace world, and after this inquiry we are able to understand why it is persisted in to the point of exhaustion. Especially is this the case with children, who more readily and completely lose themselves in present enjoyment.[652] Every one who has had much to do with these little people will recall with feelings of not unmixed pleasure how everlastingly the small tyrants insist on hearing the same story over and over, and playing the same games. Fighting and movement games are invariably begun again as soon as the children can get their breath, and some kinds of experimentation are even more faithfully repeated. “When a child strikes the combination required,” says Baldwin, “he is never tired working it. H—— found endless delight in putting the rubber on a pencil and off again, each act being a new stimulus to the eye. This is specially noticeable in children’s early efforts at speech. They react all wrong when they first attack a new word, but gradually get it moderately well, and then sound it over and over in endless monotony.”[653]
This impulse toward repetition is doubtless the physiological reason for carrying on play to the utmost limit of strength. The second point to be noticed is the trance-like state resulting from such repetition of some movements, and sometimes with the added influence of rhythm.[654] The child who leaps and hops about or runs with all his might, or scuffles with his companions, is seized with a wild impulse for destruction; the skater and bicyclist, the swimmer sporting in the waves, and, above all, the dancer, whose movements are adjusted in harmony with the rhythmic repetition of pleasant sounds, are all possessed by a kind of temporary madness which compels them to exert their powers to the utmost. It is not an easy matter to determine the physiological basis of this intoxication of movement. Violent muscular contraction is not an essential, for in such passive motion as coasting, for example, the effect is strong, amounting sometimes to a sort of giddiness. Active motion is, of course, of more interest to us, since, in conjunction with the state of trance, the principle of circular reaction is then operative. Dancing is a kind of play calculated to augment this condition to the verge of the pathological. Read, for example, the description of the arrow dance of the Weddas in Sarasin’s work and compare it with St. John’s picture of the dancing dervishes of Cairo.[655] The harmless magic of play, however, is as different from such mad excesses as is the exhilarating effect of a glass of wine from the frenzy of drunkenness.
We may now sum up: There are two leading principles which must ground a physiological theory of play—namely, the discharge of surplus energy and recreation for exhausted powers. They may operate simultaneously, since acts supplying recreation to exhausted forces may at the same time call into play other powers and thus afford the needed discharge for them. In many cases, and especially in youth, the first principle seems to act alone, while on the other hand play may be solely recreative, without any dependence on a store of surplus energy. Further, it is important to notice two other considerations which throw light on persistence in play to the point of exhaustion. The first is circular reaction, that self-imitation which in the resultant of one’s own activities finds ever anew the model for successive acts and the stimulus to renewed repetition. The second is the trance condition, which so easily ensues from such activity, and which is practically irresistible.
The essential thing seems to be the demonstration of a theory of play entirely from a physiological standpoint, and not involving hereditary impulses. No more comprehensive explanation is known to me, and yet, in looking back over the ground covered, while it must be admitted that we have reached an advantageous point of view, still, on the other hand, the feeling naturally arises that these principles, loosely strung together, as they are, do not include the whole subject. Think of the play of children too young to go to school, for in such spontaneous activity, not yet enriched by invention or tradition, we have the kernel of the whole question. For a series of years we find life virtually controlled by play. Before systematic education begins, the child’s whole existence, except the time devoted to sleeping and eating, is occupied with play, which thus becomes the single, absorbing aim of his life. Can we then be content to apply to a phenomenon so striking as this a physiological principle confessedly inadequate to cover it, although admirably adapted for application to some features of it? Does not its peculiar and inherent nearness to the springs of life and life’s realities demand a complete explanation grounded on a general principle which is applicable at once to youth and to the play which lasts all through life? To answer this question an appeal must be made to the third popular conception of play, for a biological investigation alone can reveal the sources of human impulse.
2. _The Biological Standpoint_
In considering play from the biological standpoint we find two tasks prepared for us: first, a genetic explanation of play, and second, the appraisal of its biological value. The theory of descent whose scientific formula bears Darwin’s name will be most useful to us in both undertakings. There is a steady and constantly increasing current against his teaching, and the opposition has taken a witty form, if not one dictated by good taste, in the saying that it is high time that biology recovered from its “Englische Krankheit.” I think that this exaggerated depreciation is grounded in the just opinion that Darwinism does not unlock all the secrets of evolution. Scientific theories which explain everything they should explain are comparatively rare, particularly in the sphere of organic life, and I regard it as more than probable that an _x_ and a _y_ still remain to be calculated after Darwin’s principle of evolution has done its best. But whether we shall soon find a better working principle is another question. It may even now be ripe or it may yet linger for centuries; perhaps it may never come in terms of thought now known to us. For the present we have only the choice among metaphysics, Darwinism, and resignation. I, for one, then, regard the cavalier treatment of the Darwinian doctrine as a mistake, and still prefer to test special problems according to its light. Its two fundamental ideas are, first, evolution by means of the inheritance of acquired characters; and, second, evolution by means of survival of the fittest in the struggle for existence. The essence of the first (Lamarckian) principle is denied by many Darwinians, but, assuming that its influence is as strong as its advocates claim, we should then be forced to hold that the activity of ancestors wrought in the child hereditary predispositions. These ancestors, having made use of their sensory and motor apparatus all through their lives in every possible way, must have fought out many battles, conducted the chase, and connected themselves with social groups. Accordingly, we find in their descendants the impulses to experimentation, to fighting, chasing, hiding, social, and other plays. Schneider believes that the boy’s strong propensity for catching butterflies, beetles, flies, and other insects, as well as that for robbing birds’ nests, is attributable to the fact that his savage ancestors obtained their food supply by such means;[656] and Hudson says, in speaking of heredity in connection with certain bird dances, that if at first the habit had been found of expressing feelings of gladness by means of minuet steps, men as well as birds would be said to have an instinct for dancing the minuet.[657]
It is just along these lines that we may hope to estimate the biological value of play, and subsequently develop it in relation to our own view. But the assumption of the heredity of acquired characters and its wide application introduce a new element. It is difficult to understand, for example, how a habit originates whose physiological basis is confined to the acquisition of specified traits in the nervous system, which in their turn bring about changes in the germ substance of the organism, and appear in the offspring as hereditary paths for the tendency to repeat the same sorts of acts. If such a process is possible at all, it must be in the period of youth, when the organism still possesses great plasticity. Thus A. E. Ormann says, in an appendix to his German translation of Baldwin’s Mental Development: “The last objection [the neo-Darwinistic], that organic structures, such as bones, horns, teeth, etc., are fixed and unmodifiable, I am not prepared to admit. I do not believe that these structures change in adult animals just as I do not believe that bionomic influences can effect important accommodations in them. Yet change and accommodation in these very orders are quite possible in the case of young animals still in the developmental period, and I am convinced that the majority of effective accommodations do originate at this very time, and that the possibility of their appearing diminishes as maturity is approached.”[658] If this should prove to be the fact, play would then have the task of maintaining a countless mass of hereditary impressions important to the preservation of life, and also of supplying a means for individual adaptation of the example of adults which through imitation and direct transmission gradually become hereditary possessions of the race.
But interesting as this point of view is, we find grave reason for doubting its reconcilability with the facts that we have already ascertained. First, there is the questionableness of the inheritance of acquired characters at all. Götter said long ago that common experience is all against it,[659] and Galton, too, is very skeptical in regard to it, if he does not flatly deny the possibility.[660] A. Weismann is, however, its chief opponent, and is therefore regarded as the leader of the neo-Darwinian school. How the inheritance of acquired characters can be entirely excluded from the struggle for existence is yet undemonstrated, but Spengel[661] has recently pointed out a notable series of adaptations which are independent of it. Indeed, in regard to the instincts which chiefly claim our notice, such a competent critic of neo-Darwinism as Romanes[662] is forced to admit that some quite complicated ones have attained perfection without the aid of the Lamarckian principle. These facts warn us not to attach too much weight to it.
Under these circumstances we must attempt an independent basis for our biological theory of play, since, if the Lamarckian principle is ruled out, only natural selection remains of the scientific hypotheses. To this as well just and weighty objections have been raised, and I may mention that selection in the Darwinian sense does not account for the origin of structures which are at first useless, nor how it comes about that the right selection occurs in the right place. To meet these objections Baldwin has advanced his Organic Selection and Weismann his Germinal Selection.[663] According to the former, the inheritance of acquired accommodations is unnecessary, their task being sufficiently accomplished if they keep the creature afloat in its natural environment until selection has time through favouring accidental variations tending in the same direction (coincident variations) to build up hereditary adaptations.[664] Osborn and Lloyd Morgan have reached a similar standpoint independently of Baldwin. Weismann, who in a surprising change of base abandons his former position on the all-sufficiency of Darwin’s individual selection, extends the selective principle to the germ substance, which, in his view, does not consist of similar life-units, but possesses a sort of structure, the elements of which (the “determinants”) already represent the respective parts of the future individual. Each “determinant” struggles for sustenance against its neighbours, so producing a sort of germinal selection, in that the stronger among them has its development furthered at the expense of the weaker, transmits the force so acquired to the offspring, furnishes them in the very beginning of their career with a favourable footing in the struggle for life, and insures further progress in the same direction. Here, then, is the possibility of a specially determined variation grounded in the very existence of the germ substance,[665] and through the interaction of individual and germinal selection much is accomplished which the former could not alone achieve.[666]
The future must finally judge between these rival efforts to improve the old theory. Baldwin’s organic selection, which has now been accepted by Wallace Poulton and others, may possibly be applicable to all cases of adaptation, though it has not yet been so widely developed by its author. The chief value of Weismann’s new hypothesis is perhaps its luminous portrayal of the interaction of individual selection with special developmental tendencies in the germ substance, but the explanation of these tendencies themselves by means of a struggle for sustenance seems to find little confirmation. Here is probably an _x_, or possibly several unknown values. Yet the important part which selection plays in this exceedingly complicated process should not be underestimated. Nägeli has likened selection to a gardener who cuts away the superfluous growth of a tree, which then by its own inner processes forms its crown. But when we consider, for example, the wonderful mimicry, for whose striking external resemblances “inner” developmental tendencies could hardly suffice (whether with metaphysical hypotheses of pre-established harmony or of unity of will or consciousness), the skill and power of this “gardener” appear to be sufficient.
In the attempt to form a biological estimate of play independently of the Lamarckian principle we must constantly bear in mind the value and origin of youthful play, and therefore we must begin, with instinct in its more limited sense. We find in all creatures a number of innate capacities which are essential for the preservation of species. In many animals these capacities appear as finely developed reflexes and instincts, needing but little if any practice for the fulfilment of their function. With the higher animals, and above all with man, it is essentially otherwise. Although the number of his hereditary instincts is considerable—perhaps larger than with any other creature—yet he comes into the world an absolutely helpless and undeveloped being which must grow in every other sense, as well as physiologically, in order to be an individual of independent capabilities. The period of youth renders such growth possible. If it is asked why an arrangement apparently so awkward has arisen, we may reply that instinctive apparatus being inadequate for his life tasks, a period of parental protection is necessary to enable him to acquire imitatively and experimentally the capacities adapted to his individual needs. The more complicated the life tasks, the more necessary are these preparations; the longer this natural education continues, the more vivid do the inherited capacities become. Play is the agency employed to develop crude powers and prepare them for life’s uses, and from our biological standpoint we can say: From the moment when the intellectual development of a species becomes more useful in the “struggle for life” than the most perfect instinct, will natural selection favour those individuals in whom the less elaborated faculties have more chance of being worked out by practice under the protection of parents—that is to say, those individuals that play. Play depends, then, first of all on the elaboration of immature capacities to full equality with perfected instinct, and secondly on the evolution of hereditary qualities to a degree far transcending this, to a state of adaptability and versatility surpassing the most perfect instinct.
Our attention so far has been given mainly to special instincts, and their effects are extraordinarily widespread in both human and animal play. We have dwelt upon instinct as it is manifested in fighting, love,[667] and social plays, and in experimentation with the motor apparatus we are pre-eminently on instinctive ground. In sensory experimentation, however, the practice of inborn reflexes (they are gradually differentiated from instincts) is in the background. Ribot, however, designates both these processes as instinctive. Even in experimentation with the higher mental powers, practice in fixing the attention, which is an indispensable prerequisite of all experimentation, and indeed of all play, may be regarded as a motor reaction allied to instinct. On the other hand, as I have pointed out in the preface, the narrower conception of instinct is not suited to our purpose, and we therefore took the more comprehensive idea of hereditary impulse as the ground of our classification. We found the imitative impulse especially important here, and its far-reaching biological significance was dwelt upon in the beginning of the section on imitative play, and need merely be recapitulated.
The imitative impulse is an inborn faculty resembling instinct[668] whose first effect is to supplement instinct by means of individual acquirements; secondly, it preserves those race heritages which survive only through tradition. The first of these functions falls in the biological domain, while the second belongs to social play. The former may be advantageously observed in the world of birds, which learn the characteristic song of their kind by the help of playful experimentation to a great degree, but never get it so perfectly as when they hear the song of older birds as a model. Children, too, exemplify it clearly in the transition from their lall-monologue to speech; in their tussling, where many of the movements are instinctive, but are materially assisted by imitation of older boys; in the nursing of dolls by little girls, who would probably not make any use of the instinct during childhood but for imitation; and in many other cases. Imitation is clearly playful in such instances, so far as it is both unconscious and unpractical.
From the biological standpoint, too, imitative play is an important agent in supplementing instincts, usually tending to render them more plastic, and thus further the opening of new paths for the development of intelligence. Therefore I believe that a general theory of play should keep this thought in the foreground; though under some conditions contrary effects ensue, since, under Baldwin’s principle, imitation gives selection the opportunity to strengthen the hereditary foundations of the activity imitated. It seems to me that in imitative play of avowedly social character the impulse probably aids selection in its gradual upbuilding by means of the furtherance of coincident variations. I touch again upon this point (pp. 395 _f._), and will only say here that the two views are not necessarily contradictory, since, while a weakening may take place in the details of the activity, there may be a strengthening of the accompanying feelings—these two elements being very different.
Besides imitation, many other natural impulses come into play, as we discovered in studying experimentation and the higher mental capacities. That the practice theory, too, is applicable we can plainly see. Practice in recognition, in storing up the material collected by memory, in the rise of imagination, reason, and the will, together with the ability to surmount feelings of pain, are all of the greatest, indeed of incalculable, value in the struggle for life. There is some difficulty in meeting the question of the relationship of experimental impulse in the higher psychic life, since, as I pointed out in the introduction to the first chapter, it is still a mooted question whether the assumption should be made of one general impulse to action which, according to circumstances, is directed now to this and now to that psychic discharge; or whether, by reviving the faculty theory, to speak of many central impulses, grounded in our psychophysical nature and pressing for expression as instincts do.
For my part, I incline to the opinion that such central impulses actually exist, though they are probably but vaguely defined. Long ago the attempt was made, especially by Reimarus and Tetens,[669] to include the idea of impulse among the higher mental processes, and the future may yet see this effort renewed. However that may be, there is unquestionably one such impulse which in its motor expression directly suggests instinct, and which in my opinion is directly derived from it—namely, attention. But attention is an essential factor in all experimental play, and indeed in all play, of whatever character, and can therefore, in conjunction with the causal needs which so much resemble instincts, bring about results which would appear to require especial incentive to activity.
Raising this question brings me to another point which I have touched upon in my earlier work. While Schiller speaks of a single-minded play impulse, my own view is that there is no general impulse to play, but various instincts are called upon when there is no occasion for their serious exercise, merely for purposes of practice, and more especially preparatory practice, and these instincts thus become special plays. It seems to me unnecessary to suppose a particular play instinct in addition to all the others, and the fact that selection favours a long period of youth bears this out. When that is assured, and special physiological provision is made to secure it, then the merely ordinary instincts and impulses are quite sufficient to account for the phenomena of play. Still, if the demand is made for the same sort of impulses for all play, I point to attention and causality as expounded by Sikorski, and familiar to us in the joy in being a cause. The actual act of attention is, as before said, very close to instinct, and so-called voluntary attention is not widely different, since we find connected with many instincts phenomena which are influenced by the intelligence and will. Attention, too, is an impulse in that it urges to activity so long as it is not hampered by fatigue. When we complain of being bored, it is not because we have no experiences, but because the experiences are not sufficiently interesting to occupy our attention, and, since it is an active principle in all play, we naturally think of it in connection with the impulse to any sort of
## activity. Following attention we have pleasure in the production or
effects appearing as another element in the general impulse to activity and exhibited more or less clearly in all plays that are connected with external movement. Nor is it wanting either in those which are ostensibly merely receptive, as we shall see. As the categorical standing of causality depends in all likelihood on hereditary capability, and as it first becomes prominent in a motor form—namely, in the active production of effects—we have here a further means of giving to the conception of a general play impulse a concrete form.
In conclusion, adult play must be considered from a biological standpoint. That the grown man continues to play long after he has outgrown the childish stimuli to play has been sufficiently shown in the foregoing chapters. Much of his play, and especially the sensorimotor experimental kind, is of but slight biological significance, though the practice theory is often applicable even in later life to movement and fighting play, and still more so to social play, since the latter serves not merely as ontogenous practice, but is indispensable as well to phylogenetic development of the social capacities. Artistic enjoyment, too—that highest and most valuable form of adult play—is, as Konrad Lange has demonstrated, extremely influential biologically and socially. “Man’s serious activity,” he says, “has always a more or less one-sided character. His life consists, as Schiller has shown in his letters on æsthetic education, in a progressive alternation between work and sensuous pleasure. Indeed, in the various occupations of mankind, as a rule, but a limited number of the mental powers are employed, and these not fully so. Innumerable springs of feeling are hidden in the human breast untested and untried. It is plain that this would have a most disastrous effect on the whole race did not art supply the deficiency of stimulus.... Art is the capacity possessed by men of furnishing themselves and others with pleasure based on conscious self-illusion which, by widening and deepening human perception and emotion, tends to preserve and improve the race.”[670] Schiller’s famous saying—that a man is fully human only when he plays, thus acquires a definite biological meaning.
One word more: If the Lamarckian principle be adopted, the play of adults has a still more specialized significance, since, as it would be essential to a well-rounded culture, its office as preserver of hereditary race capacities[671] is obvious, especially as these require a gentle fostering, not to hamper individual adaptation, and yet preserve the fundamental aim of all adaptation. Since, however, caution forbids our using the Lamarckian principle, I content myself with the mere mention of this possible effect of it.
3. _The Psychological Standpoint_
Here in the first place we are called upon to apply a psychological criterion to playful activity. Wundt, in his lectures on the human and animal soul, suggests three such criteria: first, the pleasurable effect; second, the conscious or unconscious copying of useful
## activities; and third, the reproduction of the original aim in a
playful one.[672] As I have said before, I do not regard the second of these—namely, imitation—as universally a mark of play. Wundt says that an animal can play only when certain memories which are accompanied by pleasurable feeling are renewed, yet under aspects so transformed that all painful effects vanish and only agreeable ones remain; the simple and spontaneous play of animals being, so to speak, association plays. Thus the dog, at the sight of another dog which displays no unfriendly feeling toward him, just as naturally feels a disposition to the agreeable exercise of his awakened powers as to fight with his fellows.[673] Kittens which for the first time try to catch a moving ball, are not playing according to this view, and only play when the
## action is repeated for the sake of the pleasure it gives. I shall
return to this conception, which includes more than simple imitation in its ordinary sense. I feel that I have not succeeded in conveying all that Wundt means in the passage cited from. However, if I understand him aright, he attempts in the last edition of his published works to explain imitation in quite another way. Thus he gives that name to the play of young dogs, which, without having seen it done, seize a piece of cloth in the teeth and shake it violently, because such play exhibits the playful activity of former generations.[674] This is a hardly justifiable use of the word, and I think it better to admit at once that imitation, as commonly understood, is not a criterion of play.
The case is entirely different with the “apparent aim” or sham
## activity. It is undeniable that, objectively considered, such play
appears to be detached from the real, practically directed life of the individual, and Wundt, too, understands it so. No one plays to attain what is a real object of effort outside of the sphere of play. All the objects of play lie within its own bounds, and even games of chance keep in view the aim to promote strong excitement in the parties to the wager until the decision. Since, then, we must consider sham activity as a genuine projection from earnest life, it becomes a universal criterion. This is not contradicted by the fact that playful activity is of great value to the individual, since the value of the play is not the player’s motive.
The question respecting the illusion-working character of playful
## activity is much more difficult to meet, if the psychical processes of
the playing subject are kept in view, and the inquiry is pressed as to whether the actual sham quality of the play is reflected in his mental states.[675] Here it must be emphasized that actual consciousness of fulfilling a merely ideal purpose, of being engaged in sham occupation, is not at all essential to imitative play, and is wanting altogether in experimentation and fighting plays. Consequently it too fails as a universal criterion of play. Later we shall inquire whether in much play the objective sham character may not influence the psychic condition of the player in another way.
There remain, then, as general psychological criteria of play, but two more of the elements popularly regarded as essential—namely, its pleasurableness, and the actual severance from life’s serious aims. Both are included in cally speaking, in activity performed for its own sake.
I proceed after this introduction to inquire into the character of the pleasure derived from play. It is the most universal of all the psychological accompaniments of play, resting as it does on the satisfaction of inborn impulses. The sensorimotor and mental capacities (of the latter, attention pre-eminently) fighting and sexual impulses, imitation, and the social instincts press for discharge, and lead to enjoyment when they find it in play. To this simple statement of fact we must subjoin the not unimportant consideration which Baldwin has suggested in his preface to The Play of Animals. He distinguishes two distinct kinds of play: one “not psychological at all,” and exhibiting only the biological criterion of practice for, not exercise of, the impulse; and the other, which is psychological as well and involves conscious self-deception.[676] The situation, he says, is like that displayed in many other animal and human functions which are at once biologic and instinctive, as well as psychologic and intelligent; for example, sympathy, fear, and bashfulness. This last statement is unquestionable, but there is room for doubt whether the previously assumed difference exists. Baldwin’s grounds for the distinction seem to me to be inconclusive, in that conscious self-deception is by no means the only nor the most universal psychic accompaniment of play, the most elementary of them all being the enjoyment derived for the satisfaction of an instinct, which makes play an object for psychology, where conscious self-deception is out of the question.[677] But the further question is suggested whether the biological conception of play has not a still deeper grasp than the psychological, and to this extent the proposed distinction is of value.
It may be assumed of young animals, and probably of children, that the first manifestations of what is afterward experimentation, fighting and imitative play, etc., is rarely conscious, and consequently we can not assert with assurance that it is pleasurable. Therefore the biological but not the psychological germ of play is present. It was in this sense that I intended my previous remarks to the effect that actual imitation was not an indispensable condition of play, while repetition possibly could be considered so, since the impulsive movements must be repeated frequently and at last performed for the sake alone of the pleasure derived from them, before play ensues. This marks the psychological limits of play.
To make the relation clearer, let us take the grasping movement as an example. The child at first waves his hands aimlessly, and when his fingers chance to strike a suitable object they clutch at it instinctively. From a purely biological point of view this is practice of an instinct, and play has already begun. Psychologically, on the contrary, it is safer to defer calling the movements playful until, through repetition they acquire the character of conscious processes accompanied by attention and enjoyment. This distinction, I think, is a proper one, and it enables the biologist to pursue the idea further than the psychologist would be justified in doing. Therefore I can not recognise any activity as playful in the most complete sense which does not exhibit the psychological criterion as well. Examples of such plays may be found scattered all through the systematic parts of this work, and at the beginning of the section on contact plays.
In examining somewhat more closely the nature of the feeling of pleasure which springs from the satisfaction of an inborn instinct we may assume as a general law that it is threefold: first, there is pleasure in the stimulus as such; then in the agreeableness of the stimulus; and, third, in its intensity. The first is due to the fact that a set of hereditary impulses press for such expression; it is superfluous to attempt to prove that there are special stimuli inherently pleasurable; it is only the third class, then, that need demand our attention, and this we have repeatedly encountered in our excursions into the various departments of play. It would be well worth while to devote a monograph to the investigation of its meaning and grounds in the light of the literature of the past. Probably a variety of causes would be brought to light, among which, however, the influence of habit would be prominent, since attention and enjoyment would need constantly stronger stimuli. The most valuable contribution to the subject seems to me that of Lessing in pursuance of Du Bos’s idea. He says that the violent emotion produced by the feeling of heightened reality is the occasion of the pleasurable effect. But whence comes this feeling? Its origin is sufficiently clear in movement-play, where intense stimulus is connected with the violent exertion of physical powers; but how is it with receptive play? In the eighteenth century it was said, on the ground of Leibnitz’s psychology, that what we regard as receptive play was the soul’s spontaneous activity. The strong emotion resulting betokened a development of force which is always a satisfaction. This view quite naturally lends itself to modern psychological terms now that we can put our finger on the strong internal motor processes involved; yet it is limited by observation, which shows that intensive stimuli taking possession of us, so to speak, in spite of ourselves, are not invariably cherished as pleasures. Only when we voluntarily seek the strong feeling, and gladly yield ourselves to it so that the emotion it produces is in a measure our own work, do we enjoy the result. The conditions are the same as with the pleasure in power displayed in violent movement plays, and they may be treated together.
Among the many inborn necessities which ground our pleasure in play we find again that three is the number emphasized by psychology—namely, the exercise of attention, the demand for an efficient cause, and imagination. As regards attention, I have already said in the biological discussion that it seems calculated to lend a definite meaning to the vague idea of a general need for activity. The examples of practice in attention which were introduced in the section on experimentation with the higher mental powers were chosen with a view to illustrating mental tension, and special stress was laid on the fact that, apart from these limitations, attention is of the widest and most comprehensive significance. Indeed, fully developed play in the psychological sense is scarcely conceivable without the simultaneous exercise of motor or theoretic attention. From the first sensory and motor play of infants, straight through to æsthetic enjoyment and artistic production, its tension is felt, and when the opportunity is not afforded for its satisfactory exercise a pitiable condition of boredom ensues, the unendurableness of which Schopenhauer has so exhaustively described.
The desire to be an efficient cause also has a motor and a theoretic form. We demand a knowledge of effects and to be ourselves the producers of effects, and it is through this motor form that the theoretic, if not exactly originated, is at least perfected. Hence the root idea of causal connection depends on volition, and Schopenhauer, in referring force to the will, has but expressed in his metaphysical way an established psychological fact. This motor impulse finds expression in the joy in being a cause, which I regard as so essential to play, and in conjunction with attention is probably the source of the impulse for activity of which I have spoken. We must bear in mind all the forms of pleasure connected with movement, and especially motor experimental play, where, besides the mere enjoyment of motion in itself, there is the satisfaction of being one’s self the originator of it, the joy-bringing sense of being a cause. Use of the sensory apparatus is a source of the same pleasure, since here, too, a motor condition is involved, and is accompanied with consciousness of its own activity; and when the inner imitation which we have described is also included, the connection with external movement is of course still closer. And in any case joy in being a cause is well-nigh universal, since in play no purpose is served apart from the act itself as impelled by inner impulse, which thus appears in the character of an independent cause more than in any other form of activity.
This joy in being a cause is susceptible of varied modification. In violent movements, and even in the receptive enjoyment of intense stimuli, it is converted into pleasure in the mere possession of power, and is proportionate to the magnitude of the results. It appears also in the form of emulation when a model is copied, and in imitative competition, the pleasure of surpassing others arises with enjoyment of pure success and victory, which, as we have seen, results as well from overcoming difficulties as from the subjugation of foes. All these ideas have been so often encountered in the systematic part of our work that merely directing them to their natural conclusions is all-sufficient here.
Of imagination, however, we must speak in greater detail in regard to its illusion-making power, which again brings us to the sham occupation recognised as such by the doer in a partly subjective manner. I am careful to limit this statement because it is evident that only a simple form of the phenomenon, and not its whole content, is present in such reflex forms of consciousness.
In many games there is a veritable playing of a rôle in which the players, like actors, are quite conscious all through the pretence that they are only “making believe.” It is a genuine conscious state in which, on the one hand, the illusion is perfect, while on the other there is full knowledge that it is an illusion. Konrad Lange has called this condition one of conscious self-deception, a term which most aptly conveys the idea of the strange contradiction of inner processes. He limited the use of the term, however, to plays that depend on the imitative arts, while I have advanced the view in my Play of Animals, that it is even more clearly exhibited in such fighting and hunting plays as are conducted independently of models, than in actual imitative play. But when it comes to human play I am forced to admit that speech discloses conscious self-deception in the imitative play of children where it might be doubtful in the case of animals.[678] Still, I have other points of controversy with Lange. If imitation includes the conscious repetition of our own previous acts, as it may by an extension of the definition, then we are warranted in assuming conscious self-deception only with it. Thus, in fighting play, for instance, clear consciousness of playing a rôle can ensue only when previous experience has taught the players what are the serious manifestations of the fighting instinct. If, however, the narrower use of the word is adopted, illusion is more extensive than imitation, and, furthermore, the latter may exist without the former.
When, as I said before, there is a clear consciousness of sham
## activity, we may subscribe essentially to Lange’s theory, with its
oscillation between reality and appearance, since the enjoyment of illusion does alternate with the impression of reality. His figure of the swinging pendulum should not be taken too literally as implying measured regularity in the succession of states.[679] The essence of his meaning is that in self-illusion which is conscious, even the moments of most absolute abandon are followed by other moments of readjustment, and this is undeniably the case. Think, for instance, of the laughter of romping boys which serves to reassure the combatants by its implication that, in spite of appearances to the contrary, the fight is only playful.
But this does not fully explain the illusion of the players. Just as in æsthetic enjoyment we are for a long time entirely surrendered to the illusion without consciously recognising the fact, so we find in play, and especially that of children, absorption and self-forgetfulness so complete that no room is left for the idea of oscillation. And when the illusion is so strong and so lasting, as is sometimes the case with little girls nursing their dolls, or with little boys playing soldier or robber, they can no more be said to see through the illusion than to alternate between it and reality. My own contribution to the solution of the problem is set forth in my earlier work in the section on hypnotic phenomena, more exhaustively than is possible here, where the points of view are so much more varied. I therefore content myself with the following partial elucidation:
If we may not assume consciousness of the illusion in complete absorption, nor yet any true alternative with reality, we are forced to the conclusion that the appearance produced by play differs essentially from the reality which it represents, and is incapable of producing genuine deception. Now this postulate seems to be borne out in a very obvious and striking manner by the fact that sham activity and the pretended object are evidently symbolic, since they are never perfect duplicates of reality. Toward the most perfect imitation the playing child entertains feelings quite different from those called forth by a living creature. How, then, is there positive deception? But closer examination shows us that the solution is not so simple. If such external distinctions alone separated playful illusion from actual deception, the force of the former would inevitably decline as this difference increased. But the facts indicate exactly the contrary, as we may see illustrated by the little girl who takes a sofa pillow for a doll; the illusion is at least quite as great as when the toy is a triumph of imitative art. The child actually approaches the hypnotic state when she says that the pillow is a lady on the sofa, and chats with her. Though there is of course no actual deception, the reason for it must be looked for elsewhere than in any external difference from reality.[680]
I believe its true basis to be the feeling of freedom which is closely connected with joy in being a cause. Not the clear idea, “This is only pretence,” but a subtile consciousness of free, voluntary acceptance of the illusion stamps even the deepest absorption in it with the seal _ipse feci_ as a safeguard from error. If we accept E. von Hartmann’s æsthetic principle that to the consciousness which is sunk in illusion the apparent I is different from the real I of ordinary waking consciousness, then in illusion play the real I is supplanted by the apparent I. Yet pleasurable feelings which belong properly to the obscured real I may come over into the sphere of the apparent I and lend to it a specific character. As in the contemplation of beauty, enjoyment of sensuous pleasure passes into the sphere of apparent feeling, and lends to the object that regal brilliance which characterizes pure beauty, so in the wider field of illusion play, genuine pleasure in the voluntary transference to that world of appearances which transcends all the external aims of play, enters into the sham occupation and converts it into something higher, freer, finer, lighter, which the stress of objective events can not impair. This effect of the feeling of freedom may advantageously be made the subject of personal observation. Before going to sleep at night it is easy to call up all sorts of faces and forms before the dosed eyes and play with them, but as soon as the wearied consciousness lets slip the sense of being the cause of it all, we shrink from these phantoms, and playful illusion takes a serious turn.
Finally, through the feeling of freedom, the recreation theory attains a special psychological significance which is quite generally recognised. As soon as the individual has progressed far enough to realize the seriousness of life (and this probably happens in an unreflective sort of way to children too young to go to school) the liberty of play signifies to him relief from this pressure. The more earnest is a man’s life, the more will he enjoy the refuge afforded by play when he can engage in sham occupations chosen at will, and unencumbered by serious aims. There he is released from the bondage of his work and from all the anxieties of life.
4. _The Æsthetic Standpoint_
While it is true that undue emphasis of the overflow of energy reduces play to self-indulgence, at the same time it is unfair to art to make too prominent its kinship with play. This is just the position of Guyau in his æsthetic writings; yet he is far from denying the kinship, and I think that he would have concurred to a great extent in Schiller’s view if he could have convinced himself of the biological and sociological importance of play by adequate investigation of its phenomena. I at least have been confirmed in my conviction of the close connection between play and æsthetics by the perusal of his book, and there, too, my view stated in the very outset—namely, that this connection obtains in a higher degree than does that between play and artistic production—is also supported by his more thoroughgoing investigation of the facts.
The following points present themselves as the most general results of our observation of æsthetic enjoyment. We have found that all sense organs display numerous impulses to activity, and consequently enjoyment of the response to stimuli is a universal basis of play, varying as to conditions and the quality of the stimuli. Now, since every æsthetic pleasure (except the appreciation of poetry) is connected with sense-perception, we find in it a genuine source of enjoyment, depending on the origin and quality of such perception. Observation merely for its own sake is the lowest form of æsthetic enjoyment, and is so far identical with sensuous play.
On this foundation arises enjoyment of special stimuli. Confining ourselves to sensory play, we can distinguish two groups—namely, sensuously agreeable stimuli and intensive ones. The former, provided higher æsthetic observation does its work of personification, finds its sole object in beauty. Pleasure in intense stimuli is strong enough to subdue the pain which is commonly associated with it, and forms an introduction to enjoyment of what is grotesque, striking, and tragic. It is especially prominent in the trancelike state so common in movement-play as well as in æsthetic enjoyment.
Before going further we must pause to consider the idea so often advanced that such enjoyment is peculiarly the prerogative of the higher senses. Is the pleasure which I feel when I inhale a perfume as much æsthetic as is the perception of beautiful colour? I think the case is like that of the common idea of play. From a psychological standpoint we recognise as such any act that is practised purely for its pleasurable effect, and sham occupation in the higher forms of play may be subjective. Therefore we can affirm that pleasure in perception as such, and not necessarily in agreeable perception, grounds it, and to this extent no one can demur if the beautiful colour is classed with the pleasant odour. For the utmost æsthetic satisfaction, however, more than this is requisite—first, definite form, and second, richer spiritual effect—and since these are perceptible only to the higher senses, it becomes their exclusive prerogative to take in the utmost effects of artistic effort.
To resume our review, we observe that æsthetic enjoyment is not merely a playful sensor experience, but manifests as well the higher psychic grounds of perception. What we said of the pleasure of recognition, the stimulus of novelty, and the shock of surprise need not here be repeated. Illusion remains the most certain mark of higher æsthetic enjoyment, and the important psychological problem connected with it which was referred to in the preceding section has its application here as in other illusion play. The first thing to notice about it here is that it consists partly in the transference of thought from the copy to an original,[681] and that sympathy and the borrowing of qualities which are connected with imitation have also their parts to play. Bearing all this in mind, we are in a position to put the question next in order, What is the principal content of illusion?
Thus we arrive at a point similar to that reached in our study of sensory plays. As the pleasure in stimulus as such surpasses the pleasure in any particular form of stimulus, so here the subjective
## activity of inner imitation as such is a source of pleasure quite apart
from the qualities inherent in the thing copied. Lipps says, in his notice of my Einleitung in die Aesthetik, that for me the æsthetic value of the object under observation and personification is not that it is personified, but that it is I who personify it.