CHAPTER I
THE PRINCIPLE OF GENUINE SCULPTURE
Sculpture, to put the matter in general terms, conceives the astounding project of making Spirit imagine itself in an exclusively material medium, and so shape this external medium that it is presented to itself in such and recognizes the presentment to be the objective form adequate to its ideal substance.
In this respect our inquiry will take the following directions.
_First_, we have the question what kind of _spiritual life_ is capable of being reproduced in this material of a form entirely sensuous and spatial.
_Secondly_, we have to ask in what manner the _forms_ of the spatial condition have to be modified in order to permit us a recognition of the spiritual in the bodily shape of beauty.
What we have generally to consider here is the unity between the _ordo rerum extensarum_ and that of the _ordo rerum idearum_, the primal fair union of soul and body, in so far as spiritual ideality is expressed by sculpture exclusively in its bodily existence.
This union, _thirdly_, corresponds to what we have already found to be the Ideal of the classical type of art; and for this reason the plastic forms of sculpture are nothing less than the very art itself of the classical Ideal.
1. THE ESSENTIAL CONTENT OF SCULPTURE
The elementary medium, in which sculpture realizes its creations is, as we have seen, the elementary, still universal material subject to spatial condition, in which no further particularization can be utilized for an artistic purpose than the universal spatial dimensions, and the more detailed[132] spatial forms which are compatible with these dimensions under their most beautiful configuration. Now what most exceptionally corresponds as content to this more abstract aspect of the sensuous material is the _objectivity_ of Spirit which reposes on its own resources, in so far, that is, as Spirit has neither differentiated itself in contradistinction to its universal substance, nor to its determinate existence in its bodily presence, and consequently is not as yet withdrawn as independent self-subsistency into its own subjective world. There are two points we would draw attention to here.
(_a_) Spirit as Spirit[133] is no doubt always subjectivity, that is ideal knowledge of the Self, the Ego. This Ego can, however, separate itself from everything that constitutes, whether in knowledge, volition, conception, feeling, action, or achievement, the _universal_ and eternal content of Spirit, and can concentrate its hold on that aspect of _individual_ experience which is unique and contingent. It is then _subjectivity as such_ which we have before us, which has let go the truly objective content of Spirit, and is self-related formally, and without content. In the case of self-satisfaction, for example, I can no doubt view myself from a certain standpoint in an entirely objective way and remain satisfied with myself on account of moral action. I do, however, as thus self-satisfied, already withdraw myself from the content of such action. I separate myself as a distinct person, as this particular Ego, from the universality of Spirit, in order to compare myself with it. The sense of unison of myself with myself through this comparison produces this self-satisfaction, in which this determinate Ego, as this core of unity, rejoices in itself. No doubt this personal Ego is involved in all that a man knows, wills, or carries out; but it makes an immense difference whether, in-dealing with knowledge and action, the matter of concern is the man's own unique Ego, or that in which the essential content of consciousness consists; whether, in other words, a man sinks himself and his self-identity in this content, or lives in the unbroken seclusion of his subjective personality.
(_α_) In this exaltation over what is substantive[134] the subjective life passes into the abstract and disrupt world of personal inclination, the caprice and contingency of emotions and impulses, owing to which, in the changes to which it is subject in particular acts and undertakings, it grows dependent upon particular circumstances as they happen to arise, and is unable generally to dispense with this association with something else. In such a condition of dependence the individual life is nothing but _finite_ subjectivity as contrasted with a real spirituality. And if this personal state essentially persists through the volition and knowledge which characterizes it in this contradiction of its conscious life, it can only further become involved--to put on one side the mere emptiness of its imaginings and self-conceits--in the deformity of character and its evil passions, in crime and moral offence, in malice, cruelty, obstinacy, envy, pride, insolence, and every other kind of the reverse side of human nature and its insubstantial finiteness.
(_β_) This province of the subjective life must be excluded in its entirety and without hesitation from the content of sculpture. The art is exclusively co-extensive with the objectivity of Spirit. And by the term objectivity we mean in this connection what is substantive, genuine, not transitory, the essential nature of Spirit, apart from its involvement in that which is accidental and evanescent, for which the individual person is responsible simply in his unmediated state of self-relation.
(_γ_) Spirit, however, even in its truly objective sense, can only realize itself as Spirit when associated with _explicit self-identity._ Spirit is only Spirit as self-consciousness[135]. The position, however, of this aspect of individual consciousness in the spiritual content of sculpture is of such a character that it is not independently expressed, but displays itself as throughout interfused with this substantive content, and not formally reflected back upon itself apart from it. We may consequently affirm that though such a mode of objectivity possesses a type of self-subsistency, yet it is a self-knowledge and volition which is not released from the content it fulfils, but forms an inseparable unity with it.
The presentment of Spirit in this complete and independent seclusion of what is essentially substantive and true, this unperturbed and unparticularized being of Spirit, is that which we name divinity in its contrast to finitude, which is the process of disruption into contingent existence, a world that is broken into complex forms and varied movement. From this point of view the function of sculpture is to present the Divine simply in its infinite repose and sublimity, timeless, destitute of motion, entirely without subjective personality in the strict sense and the conflict of action or situation. And in proceeding to the more detailed definition of our humanity in shape and character, it must, nevertheless, exclusively rivet its attention on what is unalterable and permanent, in other words what is truly substantive in its characterization, and merely select such aspects for its content, passing over what it finds there of an accidental or evanescent nature; and it must do so for the reason that the objectivity which it presents does not rightly include a differentiation of this fluctuating and fleeting kind, and one which comes into being by virtue of a subjective consciousness whose conception of itself is that of pure insulation. In a biography, for instance, which gives an account of the motley incidents, events, and exploits of some individual, we find as a rule the course of varied developments and fortuities finally closed by a character sketch which summarizes the entire breadth of detail in a few general qualities such as goodness, honest dealing, courage, exceptional intelligence, and so forth. Characteristics such as these we may term the permanent features of a personality; the remaining peculiarities it possesses are merely accidental features in the impersonation. It is just this stable aspect of life which it is the part of sculpture to present as the unique being and determinate substance of individuality. Yet we must not suppose that it creates allegories out of such general qualities. It rather builds up true individuals, which it conceives and informs as essentially complete and enclosed within their objective spiritual presence, in their self-subsistent repose, delivered thereby from all antagonism as against external objects. In the presentment of an individuality of this character by sculpture what is truly substantive is throughout the essential foundation, and neither purely subjective self-knowledge and emotion, nor a superficial and mutable singularity[136] must be permitted in any way to be predominant, but what is eternal in the godlike and our humanity should, divested of all the caprice and contingency of the particular self[137], be set before our eyes in its unimpaired clarity.
(_b_) The further point we would draw attention to consists in this, that the content of sculpture, for the reason that its material requires an external presentment in the complete form of the three spatial dimensions, is also unable to be a _spiritual content_ as such, that is, the ideality self-enclosed within and absorbed into itself, but rather in the sense that it is only _explicit_ in its opposed factor, in other words, the _bodily form._ The negation of what is external is already implied in the ideal subjective consciousness, and can therefore have no place here, where what is divine and human is accepted as content with exclusive reference to its objective characteristics. And it is only this self-absorbed objective aspect, which does not comprise ideal subjectivity in the strict sense[138], that gives free play to an externality conditioned in all its three dimensions, and is capable of being associated with such a spatial totality. For these reasons it is incumbent on sculpture that it only accept out of the objective content of Spirit that which admits of the fullest expression in external and bodily shape; if it do otherwise it simply selects a content which its specific material is unable to assimilate or to unite with an adequate mode of exposition.
2. THE BEAUTIFUL FORM OF SCULPTURE
We must now inquire into the nature of the bodily _forms_ which are adapted to give an impression of a content of this kind.
Just as in classical architecture the dwelling-house is the anatomical skeleton framework which art has to inform with its accretions, in like manner sculpture, on its part, discovers the _human form_ as the fundamental type for its figures. Whereas, however, the house is already a piece of human workmanship, though not as yet elaborated artistically, the structure of the human form, on the contrary, appears as a product of Nature unaffected by man. The fundamental type of sculpture is consequently _given_ to it, that is, does not hail from human inventiveness. The expression, however, that the human form is a part of Nature is a very indefinite one, which we must submit to closer analysis.
In Nature it is the Idea, which is given there, as we have already found when discussing natural beauty, its primary and immediate mode of existence, receiving in animal life and its complete organic structure the _natural_ existence adequate to its notion. The organization of the animal frame is therefore a birth of the notion in its essential totality, which exists in this corporeal mode of being as soul, yet, as the principle of merely animal life, modifies the animal frame in the most varied classifications, albeit too every specific type continues to be subject to the general notion[139]. The fact that notion and bodily form, or more accurately, soul and body, correspond to one another--to fully understand this is the problem of natural philosophy. We should have to demonstrate that the different systems of the animal frame in their ideal[140] structure and conformation no less than their association, and the more definite organs in which the bodily existence is differentiated are in general accord with the phasal steps of the notion's movement, so that it becomes clear, to what extent we have here presented to us as real only the particular aspects of the soul-life which are necessary. To develop this exposition, however, does not lie within the scope of the present inquiry.
The human form is not, however, as the animal form, merely the corporeal framework of the soul, but of _Spirit._ In other words, spirit and soul are essentially to be distinguished. For the soul is merely this ideal and simple unity of self-subsistence attaching to the body in its _corporeal_ aspect[141], whereas Spirit is the independent selfness of conscious and _self-conscious_ life together with all the emotions, ideas, and aims of such a conscious existence. In contemplating the immense difference which separates merely animal life from spiritual consciousness, it may appear strange that the bodily frame attaching to the _latter_, the human body, is nevertheless so clearly homogeneous with that of animal life. It will tend, however, to decrease such an astonishment if we recall to mind the definition, which Spirit itself has authorized us to make in accordance with its own notion, that it is a mode of life and essentially therefore itself also a _living soul_ and _natural existence._ As such living soul the life of conscious spirit, by virtue of the same notion that is inherent in the animal soul, is entitled to accept a body, which fundamentally in its general lines runs parallel to the organic structure of animal life. However superior to mere animal life Spirit may be it is evolved through[142] a corporeal frame whose visible appearance receives an identical articulation and principle of life with that which the notion of animal life in general underlies. Inasmuch as, however, and furthermore Spirit is not merely the _Idea_ as _determinate existence_, that is, the Idea as Nature and animal life, but the Idea which secures independence in its own free medium of ideality as Idea, the spiritual principle elaborates for itself its own specific mode of objectivity over and beyond that of animal life, simply, in other words, science, the reality of which is exclusively that of thought itself. Apart from thought, however, and its philosophical and systematized activity, Spirit is involved within an abounding life of feeling, inclination, idea, imagination, and so forth, which is fixed in a more direct or less immediate association with its vital being[143] and bodily frame, and consequently possesses a reality in the human body. In this reality, which is part of its own substance, Spirit asserts itself also as a principle of life, shines into it, transpierces it, and is made manifest to others by means of it. Consequently, in so far as the human body remains no purely natural existence, but has asserted itself also in its configuration and structure as the natural and sensuous existence of Spirit, it is, nevertheless, regarded as the expression of an ideality more exalted than that compatible with the purely animal body to be distinguished from it, despite the fact that the human body in its broad lines is in harmony with it. For this reason, however, that Spirit is itself soul and life, that is, an animal body, it is and can only be modifications, which the indwelling Spirit of one living body attaches to this corporeal form. As a manifestation of Spirit consequently the human shape is distinct from the animal by virtue of these modifications, albeit the distinctions of the human organism from the animal are as much the result of the unconscious creation of spiritual activities, as the soul of the animal kingdom is the informing though unconscious activity of the body that belongs to it.
We have thus reached the precise point of our present departure. In other words, the human body is present to the artist as Spirit's expression. What is more, he discovers it as such not merely in a general way, but also in particular characteristics it is presupposed to be the type which, in its form, its specific traits, its position and general habit, reflects the ideality of Spirit.
We shall find it a difficult matter to fix in clear terms of thought the precise nature of the association between spirit and body in their relation respectively to feeling, passion, and other spiritual conditions. It has, no doubt, been attempted to develop the same scientifically both from the _pathognomical_[144] point of view and the _physiognomical._ Such attempts have hitherto not met with much success. For ourselves the science of physiognomy can only be of importance in so far as that of pathognomy is exclusively concerned with the mode under which definite feelings and passions are physically located in particular organs. It has been stated, for example, that the seat of anger is in the gall, of courage in the blood. Such statements, we may remark incidentally, are erroneous in their manner of expression. For even assuming the activity of particular organs corresponds to specific passions, we cannot say that anger, for instance, has its local position in the gall bladder, but, in so far as anger is corporeally related, the gall is pre-eminently that in which its active appearance asserts itself. In our present inquiry this pathognomical aspect does not, as already stated, concern us, because sculpture has merely to deal with that which passes over from the ideal side of Spirit into the external aspect of _form_ permitting Spirit thus to be visible in the physical environment. The sympathetic interaction between the internal organism and the feeling soul is no object of sculpture; indeed, we may add, it is unable to accept much which appears on the external surface itself, such as the tremble of the hand and the entire body in an outburst of anger, the movement of the lips, and others of like nature.
With regard to physiognomical science I will limit myself to this observation. If the work of sculpture, which has as its fundamental basis the human form, has to exhibit the way in which the bodily presence as such manifests not only the divine and human aspect of Spirit in its broadest and most substantive features, but also the
## particular character of a definite individuality in this divine
presence, we are no doubt compelled to discuss what parts, traits, and conformations of the body are fully accordant with any specific mode of ideality. We are indeed forced upon such an inquiry by the sculpture of antiquity, which we must as a matter of fact admit includes the expression of individual god-like characters with that of divinity generally. Such an admission does not, however, amount to an assertion that the association of spiritual expression with bodily form is merely a matter of accident and caprice rather than the creation of a figure of self-subsistent actuality. In this connection every organ must, in a general way, be looked at from two points of view, as a mode of expression that possesses its physical side no less than its spiritual. We need hardly caution our readers that the method of Gall in conducting such an inquiry is inadmissible. This writer reduces Spirit to what is little better than a Calvary.
(_a_) The advance of sculpture, in respect to the content which its function is to declare, is limited to the investigation how far the substantive and at the same time individual condition of spiritual life is made vital in bodily form, receiving therein determinate existence and form. In other words, through the content adequate to genuine sculpture the contingent _individualization of the external appearance_ is from one point of view excluded, and this applies both to the spiritual and physical aspects of the presentment. Only that which persists, and is universal and according to rule in the human form is the object of a work of sculpture. And this is so albeit we have the additional necessity to individualize the universal in such a way that not only the abstract law but an individual form, which is brought into the closest fusion with it, is placed before our eyes.
(_b_) From another point of view it is necessary that sculpture, as we have seen, be kept unaffected by purely contingent _personal life_[145], and all expression of such in the independent ideal mode under which it asserts itself. For this reason an artist, in dealing with physiognomical characteristics, is not entitled to move in the direction of individual manner[146]. For a facial manner is simply just this appearance on the surface of an individual idiosyncrasy and some particular aspect of emotion, idea, and volition. A man by his chance expressions of countenance expresses the feelings he has as some particular person, whether it be in his exclusive relation to his own life, or in his self-relation to exterior objects, or other persons. One sees, for example, on the street, more particularly in little towns, in many, or rather the majority of men, that they are exclusively preoccupied, in their demeanour and expression of face, with themselves, their dress and attire, in general terms, that is, their purely personal particularity, or, at least, matters of momentary importance, and any unforeseen or accidental features thus presented. Countenances which express pride, envy, self-satisfaction, depreciation, and so forth, are of this nature. Moreover, the feeling and contrast of substantive being with my personal idiosyncrasy may be responsible for such alterations of expression. Humility, defiance, threats, fear, are expressed in this way. In a felt contrast of this kind we find already a separation between the individual in the subjective sense and the universal asserted. Reflection on what is truly substantive continually leans in the direction of merely personal considerations, so that it is the individual rather than the substantive character which is predominant in the content. The form, however, which remains severely true to the principle of sculpture ought neither to express this severation nor the predominance of the personal aspect above adverted to.
In addition to definite expressions of countenance[147] physiognomy presents us with much that merely passes momentarily across the features and indicates the human mood. A sudden smile, an instantaneous outburst of anger, a quickly repressed expression of scorn, are a few of many examples. In particular, the mouth and eyes possess most mobility and resource in seizing and making apparent every shifting mood of soul-life. Changes of this character, which are compatible with the art of painting, the sculptor must exclude. Sculpture must rather concentrate its attention on the permanent traits of spiritual expression, and retain and disclose such in the posture and configuration of the body no less than in the face.
(_c_) The task of sculpture, then, essentially consists in this, that it implants that which is of substantive spiritual import in that form of individuality which is not yet essentially particularized in the narrow subjective sense within the figure of a man, and contributes to the same such a harmony, that it is only that which is universal and permanent in the _bodily shapes_ correspondent with the life of Spirit which is made to appear therein, while that which is accidental or mutable is brushed aside, albeit a certain mode of individuality is not absent from its forms.
An accord of this complete nature between what is ideal and what is external, the goal of sculpture, in short, offers us a point of transition to the _third_ point which we have still to discuss.
3. SCULPTURE AS THE ART OF THE CLASSICAL IDEAL
The conclusion that most immediately follows upon the above observations is this, that sculpture in a way, and to an extent unrivalled by any other art, remains constant to the Ideal[148]. In other words, from one point of view it is free of the symbolical type both by virtue of the translucency of a content, which clearly grasps itself as Spirit, and on account of the fact that it is able to disclose such a content with absolute mastery. And so, too, from another it refuses as yet to enter into the subjective aspect of the personal life, to which the external form is indifferent. Consequently it forms the focus of classical art. No doubt both the symbolical and romantic types of architecture and painting were shown to be adapted to classical ideality; but the Ideal, in its genuine sphere, is not the supreme principle of these types of art, inasmuch as they do not, as is the case with sculpture, take for their object self-subsistent individuality, character, that is, throughout objective, in other words, the beauty that is both free and inevitable[149]. The configuration of sculpture must, however, entirely proceed from the pure spiritual energy of an imagination and thought that denudes its content of all the haphazard features of personal life and bodily presence; it must have no leanings for idiosyncrasies, or any place for the mere emotion, desire, and variety of accidental impulse and pleasantry[150]. What the artist has at his disposal for his most elevated creations is simply, as we have seen, the bodily presentment of Spirit in what is exclusively the general configuration of the organic structure of the human form. His invention is therefore restricted to promoting on the broadest lines the harmony between what is ideal and what is external, and partly to making, in however an inobtrusive way, the individuality of the presentment accommodate itself to and interfuse with the truly substantive character of his design[151]. Sculpture must give form, just as the gods create in their own sphere according to eternal ideas, within what is in other respects the world of reality, but exclude as rejected residue all licence and mere selfness from its creations. Theologians make a distinction between the acts of God and all that man in his folly and capriciousness accomplishes. The plastic Ideal is, however, exalted above such questions. It stands at the very centre of this blessedness and free necessity for which neither the abstraction of the universal nor the caprice of the particular are valid or significant.
This insight into the consummate plastic union of the divine and human was pre-eminently native to Greece. We fail to grasp Greece at her heart and centre in her poets and orators, historians and philosophers, unless, as the key to our problem, we are already possessed of an insight into the Ideal of sculpture, and can contemplate from the standpoint of plastic art both the figures of her epic and dramatic heroes and her actual statesmen and philosophers. For characters in her practical life, no less than poets and thinkers, possessed also in the palmy days of Greece, this plastic, universal, and yet individual character, stamped with one mint, whether we look at its external or more personal features. They stand up big and free, a self-subsistent growth, on the basis of their essentially substantive individuality; a growth of their own making, built up into that which they ultimately became and intended to be. In particular the period of Pericles was rich in such characters. Pericles himself was one of them. We may add Pheidias, Plato, and pre-eminently Sophocles. So, too, Thucydides, Xenophon, and Socrates, everyone with his own type, not one of them impairing the quality of the rest; all are out-and-out artistic natures, ideal artists in the work of self-creation, personalities of one mould, works of art, which stand before us like figures of immortal gods, in whom we can detect no taint of Time and mortality. We may find a similar plastic subsistency in the artistic perfections of the bodily frames of the victors at the Olympic games; nay, even in the apparition of Phryne[152] herself, who, as the fairest woman, came from the sea naked before all the world.
##