Chapter 37 of 46 · 4403 words · ~22 min read

CHAPTER VI

THE STATE AS A PERSON: A FALSE ANALOGY AND ITS CONSEQUENCES

Why aggression upon a State does not correspond to aggression upon an individual--Our changing conception of collective responsibility--Psychological progress in this connection--Recent growth of factors breaking down the homogeneous personality of States.

Despite the common idea to the contrary, we dearly love an abstraction--especially, apparently, an abstraction which is based on half the facts. Whatever the foregoing chapters may have proved, they have at least proved this: that the character of the modern State, by virtue of a multitude of new factors which are special to our age, is essentially and fundamentally different from that of the ancient. Yet even those who have great and justified authority in this matter will still appeal to Aristotle's conception of the State as final, with the implication that everything which has happened since Aristotle's time should be calmly disregarded.

What some of those things are, the preceding chapters have indicated: First, there is the fact of the change in human nature itself, bound up with the general drift away from the use of physical force--a drift explained by the unromantic fact that physical force does not give so much response to expended effort as do other forms of energy. There is an interconnection of psychological and purely mechanical development in all this which it is not necessary to disentangle here. The results are evident enough. Very rarely, and to an infinitesimal extent, do we now employ force for the achievement of our ends. There is still a factor, however, which remains to be considered, and which has perhaps a more direct bearing on the question of continued conflict between nations than any of the other factors.

Conflicts between nations and international pugnacity generally imply a conception of a State as a homogeneous whole, having the same sort of responsibility that we attach to a person who, hitting us, provokes us to hit back. Now only to a very small and rapidly diminishing extent can a State be regarded as such a person. There may have been a time--Aristotle's time--when this was possible; but it is now impossible. Yet the fine-spun theories on which are based the necessity for the use of force, as between nations, and the proposition that the relationship of nations can only be determined by force, and that international pugnacity will always be expressed by a physical struggle between nations, all arise from this fatal analogy, which in truth corresponds to very few of the facts.

Thus Professor Spenser Wilkinson, whose contributions to this subject have such deserved weight, implies that what will permanently render the abandonment of force between nations impossible is the principle that "the employment of force for the maintenance of right is the foundation of all civilized human life, for it is the fundamental function of the State, and apart from the State there is no civilization, no life worth living.... The mark of the State is sovereignty, or the identification of force and right, and the measure of the perfection of the State is furnished by the completeness of this identification."

This, whether true or not, is irrelevant to the matter in hand. Professor Spenser Wilkinson attempts to illustrate his thesis by quoting a case which would seem to imply that those who take their stand against the necessity of armaments do so on the ground that the employment of force is wicked. There may be those who do this, but it is not necessary to introduce the question of right. If means other than force give the same result more easily, with less effort to ourselves, why discuss the abstract right? When Professor Spenser Wilkinson reinforces the appeal to this irrelevant abstract principle by a case which, while apparently relevant, is in truth irrelevant, he has successfully confused the whole issue. After quoting three verses from the fifth chapter of Matthew, he says:[102]

There are those who believe, or fancy they believe, that the words I have quoted involve the principle that the use of force or violence between man and man or between nation and nation is wicked. To the man who thinks it right to submit to any violence or be killed rather than use violence in resistance I have no reply to make; the world cannot conquer him, and fear has no hold upon him. But even he can carry out his doctrine only to the extent of allowing himself to be ill-treated, as I will now convince him. Many years ago the people of Lancashire were horrified by the facts reported in a trial for murder. In a village on the outskirts of Bolton lived a young woman, much liked and respected as a teacher in one of the Board-schools. On her way home from school she was accustomed to follow a footpath through a lonely wood, and here one evening her body was found. She had been strangled by a ruffian who had thought in this lonely place to have his wicked will of her. She had resisted successfully, and he had killed her in the struggle. Fortunately the murderer was caught, and the facts ascertained from circumstantial evidence were confirmed by his confession. Now the question I have to ask the man who takes his stand on the passage quoted from the Gospel is this: "What would have been your duty had you been walking through that wood and came upon the girl struggling with the man who killed her?" This is the crucial factor which, I submit, utterly destroys the doctrine that the use of violence is in itself wrong. The right or wrong is not in the employment of force, but simply in the purpose for which it is used. What the case establishes, I think, is that to use violence in resistance to violent wrong is not only right, but necessary.

The above presents, very cleverly, the utterly false analogy with which we are dealing. Professor Spenser Wilkinson's cleverness, indeed, is a little Machiavellian, because he approximates non-resisters of a very extreme type to those who advocate agreement among nations in the matter of armaments--a false approximation, for the proportion of those who advocate the reduction of armaments on such grounds is so small that they can be disregarded in this discussion. A movement which is identified with some of the acutest minds in European affairs cannot be disposed of by associating it with such a theory. But the basis of the fallacy is in the approximation of a State to a person. Now a State is not a person, and is becoming less so every day, and the difficulty, which Professor Spenser Wilkinson indicates, is a doctrinaire difficulty, not a real one. Professor Wilkinson would have us infer that a State can be injured or killed in the same simple way in which it is possible to kill or injure a person, and that because there must be physical force to restrain aggression upon persons, there must be physical force to restrain aggression upon States; and because there must be physical force to execute the judgment of a court of law in the case of individuals, there must be physical force to execute the judgment rendered by a decision as to differences between States. All of which is false, and arrived at by approximating a person to a State, and disregarding the numberless facts which render a person different from a State.

How do we know that these difficulties are doctrinaire ones? It is the British Empire which supplies the answer. The British Empire is made up in large part of practically independent States, and Great Britain not only exercises no control over their acts, but has surrendered in advance any intention of employing force concerning them.[103] The British States have disagreements among themselves. They may or may not refer their differences to the British Government, but if they do, is Great Britain going to send an army to Canada, say, to enforce her judgment? Everyone knows that that is impossible. Even when one State commits what is in reality a serious breach of international comity on another, not only does Great Britain refrain from using force herself, but so far as she interferes at all, it is to prevent the employment of physical force. For years now British Indians have been subjected to most cruel and unjust treatment in the State of Natal.[104] The British Government makes no secret of the fact that she regards this treatment as unjust and cruel; were Natal a foreign State, it is conceivable that she would employ force, but, following the principle laid down by Sir C.P. Lucas, "whether they are right or whether they are wrong, more perhaps when they are wrong than when they are right, they cannot be made amenable by force," the two States are left to adjust the difficulty as best they may, without resort to force. In the last resort the British Empire reposes upon the expectation that its Colonies will behave as civilized communities, and in the long run the expectation is, of course, a well-founded one, because, if they do not so behave, retribution will come more surely by the ordinary operation of social and economic forces than it could come by any force of arms.

The case of the British Empire is not an isolated one. The fact is that most of the States of the world maintain their relations one with another without any possibility of a resort to force; half the States of the world have no means of enforcing by arms such wrongs as they may suffer at the hands of other States. Thousands of Englishmen, for instance, make their homes in Switzerland, and it has happened that wrongs have been suffered by Englishmen at the hands of the Swiss Government. Would, however, the relations between the two States, or the practical standard of protection of British subjects in Switzerland, be any the better were Switzerland the whole time threatened by the might of Great Britain? Switzerland knows that she is practically free from the possibility of the exercise of that force, but this has not prevented her from behaving as a civilized community towards British subjects.

What is the real guarantee of the good behavior of one State to another? It is the elaborate interdependence which, not only in the economic sense, but in every sense, makes an unwarrantable aggression of one State upon another react upon the interests of the aggressor. Switzerland has every interest in affording an absolutely secure asylum to British subjects; that fact, and not the might of the British Empire, gives protection to British subjects in Switzerland. Where, indeed, the British subject has to depend upon the force of his Government for protection it is a very frail protection indeed, because in practice the use of that force is so cumbersome, so difficult, so costly, that any other means are to be preferred to it. When the traveller in Greece had to depend upon British arms, great as was relatively the force of those arms, it proved but a very frail protection. In the same way, when physical force was used to impose on the South American and Central American States the observance of their financial obligations, such efforts failed utterly and miserably--so miserably that Great Britain finally surrendered any attempt at such enforcement. What other means have succeeded? The bringing of those countries under the influence of the great economic currents of our time, so that now property is infinitely more secure in Argentina than it was when British gunboats were bombarding her ports. More and more in international relationship is the purely economic motive--and the economic motive is only one of several possible ones--being employed to replace the use of physical force. Austria, the other day, was untouched by any threat of the employment of the Turkish army when the annexation of Bosnia and Herzegovina was consummated, but when the Turkish population enforced a very successful commercial boycott of Austrian goods and Austrian ships, Austrian merchants and public opinion made it quickly plain to the Austrian Government that pressure of this nature could not be disregarded.

I anticipate the plea that while the elaborate interconnection of economic relations renders the employment of force as between nations unnecessary in so far as their material interests are concerned, those forces cannot cover a case of aggression upon what may be termed the moral property of nations. A critic of the first edition of this book[105] writes:

The State is the only complete form in which human society exists, and there are a multitude of phenomena which will be found only as manifestations of human life in the form of a society united by the political bond into a State. The products of such society are law, literature, art, and science, and it has yet to be shown that apart from that form of society known as the State, the family or education or development of character is possible. The State, in short, is an organism or living thing which can be wounded and can be killed, and like every other living thing requires protection against wounding and destruction.... Conscience and morals are products of social and not of individual life, and to say that the sole purpose of the State is to make possible a decent livelihood is as though a man should say that the sole object of human life is to satisfy the interests of existence. A man cannot live any kind of life without food, clothing, and shelter, but that condition does not abolish or diminish the value of the life industrial, the life intellectual, or the life artistic. The State is the condition of all these lives, and its purpose is to sustain them. That is why the State must defend itself. In the ideal, the State represents and embodies the whole people's conception of what is true, of what is beautiful, and of what is right, and it is the sublime quality of human nature that every great nation has produced citizens ready to sacrifice themselves rather than submit to an external force attempting to dictate to them a conception other than their own of what is right.

One is, of course, surprised to see the foregoing in the London _Morning Post_; the concluding phrase would justify the present agitation in India or in Egypt or Ireland against British rule. What is that agitation but an attempt on the part of the peoples of those provinces to resist "an external force attempting to dictate to them a conception other than their own of what is right"? Fortunately, however, for British Imperialism, a people's conception of "what is true, of what is beautiful, and of what is right," and their maintenance of that conception, need not necessarily have anything whatever to do with the

## particular administrative conditions under which they may live--the only

thing that a conception of a "State" predicates. The fallacy which runs through the whole passage just quoted, and which makes it, in fact, nonsense, is the same fallacy which dominates the quotation that I have made from Professor Spenser Wilkinson's book, "Britain at Bay"--namely, the approximation of a State to a person, the assumption that the political delimitation coincides with the economic and moral delimitation, that in short a State is the embodiment of "the whole people's conception of what is true, etc." A State is nothing of the sort. Take the British Empire. This State embodies not a homogeneous conception, but a series of often absolutely contradictory conceptions of "what is true, etc."; it embodies the Mohammedan, the Buddhist, the Copt, the Catholic, the Protestant, the Pagan conceptions of right and truth. The fact which vitiates the whole of this conception of a State is that the frontiers which define the State do not coincide with the conception of any of those things which the London _Morning Post_ critic has enumerated; there is no such thing as British morality as opposed to French or German morality, or art or industry. One may, indeed, talk of an English conception of life, because that is a conception of life peculiar to England, but it would be opposed to the conception of life in other parts of the same State, in Ireland, in Scotland, in India, in Egypt, in Jamaica. And what is true of England is true of all the great modern States. Every one of them includes conceptions absolutely opposed to other conceptions in the same State, but many of them absolutely agree with conceptions in foreign States. The British State includes, in Ireland, a Catholic conception in cordial agreement with the Catholic conception in Italy, but in cordial disagreement with the Protestant conception in Scotland, or the Mohammedan conception in Bengal. The real divisions of all those ideals, which the critic enumerates, cut right across State divisions, disregarding them entirely. Yet, again, it is only the State divisions which military conflict has in view.

What was one of the reasons leading to the cessation of religious wars between States? It was that religious conceptions cut across the State frontiers, so that the State ceased to coincide with the religious divisions of Europe, and a condition of things was brought about in which a Protestant Sweden was allied with a Catholic France. This rendered the conflict absurd, and religious wars became an anachronism.

Is not precisely the same thing taking place with reference to the conflicting conceptions of life which now separate men in Christendom? Have not we in America the same doctrinal struggle which is going on in France and Germany and Great Britain? To take one instance--social conflict. On the one side in each case are all the interests bound up with order, authority, individual freedom, without reference to the comfort of the weak, and on the other the reconstruction of human society along hitherto untried lines. These problems are for most men probably--are certainly coming to be, if they are not now--much more profound and fundamental than any conception which coincides with or can be identified with State divisions. Indeed, what are the conceptions of which the divisions coincide with the political frontiers of the British Empire, in view of the fact that that Empire includes nearly every race and nearly every religion under the sun? It may be said, of course, that in the case of Germany and Russia we have an autocratic conception of social organization as compared with a conception based on individual freedom in England and America. Both Mr. Hyndman and Mr. Blatchford seem to take this view. "To me," says the former, "it is quite evident that if we Socialists were to achieve success we should at once be liable to attack from without by the military Powers," an opinion which calmly overlooks the fact that Socialism and anti-militarism have gone much farther and are far better organized in the "military" States than they are in England, and that the military Governments have all their work cut out as it is to keep those tendencies in check within their own borders, without quixotically undertaking to perform the same service in other States.

This conception of the State as the political embodiment of homogeneous doctrine is due in large part not only to the distortion produced by false analogy, but to the survival of a terminology which has become obsolete, and, indeed, the whole of this subject is vitiated by those two things. The State in ancient times was much more a personality than it is to-day, and it is mainly quite modern tendencies which have broken up its doctrinal homogeneity, and that break-up has results which are of the very first importance in their bearing upon international pugnacity. The matter deserves careful examination. Professor William McDougal, in his fascinating work, "An Introduction to Social Psychology," says in the chapter on the instinct of pugnacity:

The replacement of individual by collective pugnacity is most clearly illustrated by barbarous peoples living in small, strongly organized communities. Within such communities individual combat and even expressions of personal anger may be almost completely suppressed, while the pugnacious instinct finds itself in perpetual warfare between communities whose relations remain subject to no law. As a rule no material benefit is gained, and often none is sought, in these tribal wars.... All are kept in constant fear of attack, whole villages are often exterminated, and the population is in this way kept down very far below the limit at which any pressure on the means of subsistence could arise. This perpetual warfare, like the squabbles of a roomful of quarrelsome children, seems to be almost wholly and directly due to the uncomplicated operation of the instinct of pugnacity. No material benefits are sought; a few heads and sometimes a slave or two are the only trophies gained, and if one asks an intelligent chief why he keeps up this senseless practice, the best reason he can give is that unless he does so his neighbors will not respect him and his people, and will fall upon them and exterminate them.

Now, how does such hostility as that indicated in this passage differ from the hostility which marks international differences in our day? In certain very evident respects. It does not suffice that the foreigner should be merely a foreigner for us to want to kill him: there must be some conflict of interest. The English are completely indifferent to the Scandinavian, the Belgian, the Dutchman, the Spaniard, the Austrian, and the Italian, and are supposed for the moment to be greatly in love with the French. The German is the enemy. But ten years ago it was the Frenchman who was the enemy, and Mr. Chamberlain was talking of an alliance with the Germans--England's natural allies, he called them--while it was for France that he reserved his attacks.[106] It cannot be, therefore, that there is any inherent racial hostility in English national character, because the Germans have not changed their nature in ten years, nor the French theirs. If to-day the French are England's quasi-allies and the Germans her enemies, it is simply because their respective interests or apparent interests have modified in the last ten years, and their political preferences have modified with them. In other words, national hostilities follow the exigencies of real or imagined political interests. Surely the point need not be labored, seeing that England has boxed the compass of the whole of Europe in her likes and dislikes, and poured her hatred upon the Spaniards, the Dutch, the Americans, the Danes, the Russians, the Germans, the French, and again the Germans, all in turn. The phenomenon is a commonplace of individual relationship: "I never noticed his collars were dirty till he got in my way," said someone of a rival.

The second point of difference with Professor McDougal's savage is that when we get to grips our conflict does not include the whole tribe; we do not, in the Biblical fashion, exterminate men, women, children, and cattle. Enough of the old Adam remains for us to detest the women and children, so that an English poet could write of the "whelps and dams of murderous foes"; but we no longer slaughter them.[107]

But there is a third fact which we must note--that Professor McDougal's nation was made up of a single tribe entirely homogeneous. Even the fact of living across a river was sufficient to turn another tribe into foreigners and to involve a desire to kill them. The development from that stage to the present has involved, in addition to the two factors just enumerated, this: we now include as fellow-countrymen many who would under the old conception necessarily be foreigners, and the process of our development, economic and otherwise, has made of foreigners, between whom, in Homer Lea's philosophy, there should exist this "primordial hostility leading inevitably to war," one State from which all conflict of interest has disappeared entirely. The modern State of France includes what were, even in historical times, eighty separate and warring States, since each of the old Gallic cities represented a different State. In England people have come to regard as fellow-citizens between whom there can be no sort of conflict of interest scores of tribes that spent their time mutually throat-cutting at no very distant period, as history goes. Anyone, particularly Americans, can recognize, indeed, that profound national differences like those which exist between the Welshman and the Englishman, or the Scotsman and the Irishman, need involve not only no conflict of interest, but even no separate political existence.

One has heard in recent times of the gradual revival of Nationalism, and it is commonly argued that the principle of Nationality must stand in the way of co-operation between States. But the facts do not justify that conclusion for a moment. The formation of States has disregarded national divisions altogether. If conflicts are to coincide with national divisions, Wales should co-operate with Brittany and Ireland against Normandy and England; Provence and Savoy with Sardinia against--I do not know what French province, because in the final rearrangement of European frontiers races and provinces have become so inextricably mixed, and have paid so little regard to "natural" and "inherent" divisions, that it is no longer possible to disentangle them.

In the beginning the State is a homogeneous tribe or family, and in the process of economic and social development these divisions so far break down that a State may include, as the British State does, not only half a dozen different races in the mother country, but a thousand different races scattered over various parts of the earth--white, black, yellow, brown, copper-colored. This, surely, is one of the great sweeping tendencies of history--a tendency which operates immediately any complicated economic life is set up. What justification have we, therefore, for saying dogmatically that a tendency to co-operation, which has swept before it profound ethnic differences, social and political divisions, which has been constant from the dawn of men's attempts to live and labor together, is to stop at the wall of modern State divisions, which represent none of the profound divisions of the human race, but mainly mere administrative convenience, and embody a conception which is being every day profoundly modified?

Some indication of the processes involved in this development has already been given in the outline sketch in