Chapter 17 of 19 · 3885 words · ~19 min read

Part 17

The particular uniformities which we mentioned before, such as lightning being followed by thunder, are not found to be free from exceptions. We sometimes see lightning without hearing thunder; and although, in such a case, we suppose that thunder might have been heard if we had been nearer to the lightning, that is a supposition based on theory, and therefore incapable of being invoked to support the theory. What does seem, however, to be shown by scientific experience is this: that where an observed uniformity fails, some wider uniformity can be found, embracing more circumstances, and subsuming both the successes and the failures of the previous uniformity. Unsupported bodies in air fall, unless they are balloons or aeroplanes; but the principles of mechanics give uniformities which apply to balloons and aeroplanes just as accurately as to bodies that fall. There is much that is hypothetical and more or less artificial in the uniformities affirmed by mechanics, because, when they cannot otherwise be made applicable, unobserved bodies are inferred in order to account for observed peculiarities. Still, it is an empirical fact that it is possible to preserve the laws by assuming such bodies, and that they never have to be assumed in circumstances in which they ought to be observable. Thus the empirical verification of mechanical laws may be admitted, although we must also admit that it is less complete and triumphant than is sometimes supposed.

Assuming now, what must be admitted to be doubtful, that the whole of the past has proceeded according to invariable laws, what can we say as to the nature of these laws? They will not be of the simple type which asserts that the same cause always produces the same effect. We may take the law of gravitation as a sample of the kind of law that appears to be verified without exception. In order to state this law in a form which observation can confirm, we will confine it to the solar system. It then states that the motions of planets and their satellites have at every instant an acceleration compounded of accelerations towards all the other bodies in the solar system, proportional to the masses of those bodies and inversely proportional to the squares of their distances. In virtue of this law, given the state of the solar system throughout any finite time, however short, its state at all earlier and later times is determinate except in so far as other forces than gravitation or other bodies than those in the solar system have to be taken into consideration. But other forces, so far as science can discover, appear to be equally regular, and equally capable of being summed up in single causal laws. If the mechanical account of matter were complete, the whole physical history of the universe, past and future, could be inferred from a sufficient number of data concerning an assigned finite time, however short.

In the mental world, the evidence for the universality of causal laws is less complete than in the physical world. Psychology cannot boast of any triumph comparable to gravitational astronomy. Nevertheless, the evidence is not very greatly less than in the physical world. The crude and approximate causal laws from which science starts are just as easy to discover in the mental sphere as in the physical. In the world of sense, there are to begin with the correlations of sight and touch and so on, and the facts which lead us to connect various kinds of sensations with eyes, ears, nose, tongue, etc. Then there are such facts as that our body moves in answer to our volitions. Exceptions exist, but are capable of being explained as easily as the exceptions to the rule that unsupported bodies in air fall. There is, in fact, just such a degree of evidence for causal laws in psychology as will warrant the psychologist in assuming them as a matter of course, though not such a degree as will suffice to remove all doubt from the mind of a sceptical inquirer. It should be observed that causal laws in which the given term is mental and the inferred term physical, or _vice versa_, are at least as easy to discover as causal laws in which both terms are mental.

It will be noticed that, although we have spoken of causal laws, we have not hitherto introduced the word "cause." At this stage, it will be well to say a few words on legitimate and illegitimate uses of this word. The word "cause," in the scientific account of the world, belongs only to the early stages, in which small preliminary, approximate generalisations are being ascertained with a view to subsequent larger and more invariable laws. We may say, "Arsenic causes death," so long as we are ignorant of the precise process by which the result is brought about. But in a sufficiently advanced science, the word "cause" will not occur in any statement of invariable laws. There is, however, a somewhat rough and loose use of the word "cause" which may be preserved. The approximate uniformities which lead to its pre-scientific employment may turn out to be true in all but very rare and exceptional circumstances, perhaps in all circumstances that actually occur. In such cases, it is convenient to be able to speak of the antecedent event as the "cause" and the subsequent event as the "effect." In this sense, provided it is realised that the sequence is not necessary and may have exceptions, it is still possible to employ the words "cause" and "effect." It is in this sense, and in this sense only, that we shall intend the words when we speak of one particular event "causing" another particular event, as we must sometimes do if we are to avoid intolerable circumlocution.

III. We come now to our third question, namely: What reason can be given for believing that causal laws will hold in future, or that they have held in unobserved portions of the past?

What we have said so far is that there have been hitherto certain observed causal laws, and that all the empirical evidence we possess is compatible with the view that everything, both mental and physical, so far as our observation has extended, has happened in accordance with causal laws. The law of universal causation, suggested by these facts, may be enunciated as follows:

"There are such invariable relations between different events at the same or different times that, given the state of the whole universe throughout any finite time, however short, every previous and subsequent event can theoretically be determined as a function of the given events during that time."

Have we any reason to believe this universal law? Or, to ask a more modest question, have we any reason to believe that a particular causal law, such as the law of gravitation, will continue to hold in the future?

Among observed causal laws is this, that observation of uniformities is followed by expectation of their recurrence. A horse who has been driven always along a certain road expects to be driven along that road again; a dog who is always fed at a certain hour expects food at that hour and not at any other. Such expectations, as Hume pointed out, explain only too well the common-sense belief in uniformities of sequence, but they afford absolutely no logical ground for beliefs as to the future, not even for the belief that we shall continue to expect the continuation of experienced uniformities, for that is precisely one of those causal laws for which a ground has to be sought. If Hume's account of causation is the last word, we have not only no reason to suppose that the sun will rise to-morrow, but no reason to suppose that five minutes hence we shall still expect it to rise to-morrow.

It may, of course, be said that all inferences as to the future are in fact invalid, and I do not see how such a view could be disproved. But, while admitting the legitimacy of such a view, we may nevertheless inquire: If inferences as to the future _are_ valid, what principle must be involved in making them?

The principle involved is the principle of induction, which, if it is true, must be an _a priori_ logical law, not capable of being proved or disproved by experience. It is a difficult question how this principle ought to be formulated; but if it is to warrant the inferences which we wish to make by its means, it must lead to the following proposition: "If, in a great number of instances, a thing of a certain kind is associated in a certain way with a thing of a certain other kind, it is probable that a thing of the one kind is always similarly associated with a thing of the other kind; and as the number of instances increases, the probability approaches indefinitely near to certainty." It may well be questioned whether this proposition is true; but if we admit it, we can infer that any characteristic of the whole of the observed past is likely to apply to the future and to the unobserved past. This proposition, therefore, if it is true, will warrant the inference that causal laws probably hold at all times, future as well as past; but without this principle, the observed cases of the truth of causal laws afford no presumption as to the unobserved cases, and therefore the existence of a thing not directly observed can never be validly inferred.

It is thus the principle of induction, rather than the law of causality, which is at the bottom of all inferences as to the existence of things not immediately given. With the principle of induction, all that is wanted for such inferences can be proved; without it, all such inferences are invalid. This principle has not received the attention which its great importance deserves. Those who were interested in deductive logic naturally enough ignored it, while those who emphasised the scope of induction wished to maintain that all logic is empirical, and therefore could not be expected to realise that induction itself, their own darling, required a logical principle which obviously could not be proved inductively, and must therefore be _a priori_ if it could be known at all.

The view that the law of causality itself is _a priori_ cannot, I think, be maintained by anyone who realises what a complicated principle it is. In the form which states that "every event has a cause" it looks simple; but on examination, "cause" is merged in "causal law," and the definition of a "causal law" is found to be far from simple. There must necessarily be _some a priori_ principle involved in inference from the existence of one thing to that of another, if such inference is ever valid; but it would appear from the above analysis that the principle in question is induction, not causality. Whether inferences from past to future are valid depends wholly, if our discussion has been sound, upon the inductive principle: if it is true, such inferences are valid, and if it is false, they are invalid.

IV. I come now to the question how the conception of causal laws which we have arrived at is related to the traditional conception of cause as it occurs in philosophy and common sense.

Historically, the notion of cause has been bound up with that of human volition. The typical cause would be the fiat of a king. The cause is supposed to be "active," the effect "passive." From this it is easy to pass on to the suggestion that a "true" cause must contain some prevision of the effect; hence the effect becomes the "end" at which the cause aims, and teleology replaces causation in the explanation of nature. But all such ideas, as applied to physics, are mere anthropomorphic superstitions. It is as a reaction against these errors that Mach and others have urged a purely "descriptive" view of physics: physics, they say, does not aim at telling us "why" things happen, but only "how" they happen. And if the question "why?" means anything more than the search for a general law according to which a phenomenon occurs, then it is certainly the case that this question cannot be answered in physics and ought not to be asked. In this sense, the descriptive view is indubitably in the right. But in using causal laws to support inferences from the observed to the unobserved, physics ceases to be _purely_ descriptive, and it is these laws which give the scientifically useful part of the traditional notion of "cause." There is therefore _something_ to preserve in this notion, though it is a very tiny part of what is commonly assumed in orthodox metaphysics.

In order to understand the difference between the kind of cause which science uses and the kind which we naturally imagine, it is necessary to shut out, by an effort, everything that differentiates between past and future. This is an extraordinarily difficult thing to do, because our mental life is so intimately bound up with difference. Not only do memory and hope make a difference in our feelings as regards past and future, but almost our whole vocabulary is filled with the idea of activity, of things done now for the sake of their future effects. All transitive verbs involve the notion of cause as activity, and would have to be replaced by some cumbrous periphrasis before this notion could be eliminated.

Consider such a statement as, "Brutus killed Caesar." On another occasion, Brutus and Caesar might engage our attention, but for the present it is the killing that we have to study. We may say that to kill a person is to cause his death intentionally. This means that desire for a person's death causes a certain act, because it is believed that that act will cause the person's death; or more accurately, the desire and the belief jointly cause the act. Brutus desires that Caesar should be dead, and believes that he will be dead if he is stabbed; Brutus therefore stabs him, and the stab causes Caesar's death, as Brutus expected it would. Every act which realises a purpose involves two causal steps in this way: C is desired, and it is believed (truly if the purpose is achieved) that B will cause C; the desire and the belief together cause B, which in turn causes C. Thus we have first A, which is a desire for C and a belief that B (an act) will cause C; then we have B, the act caused by A, and believed to be a cause of C; then, if the belief was correct, we have C, caused by B, and if the belief was incorrect we have disappointment. Regarded purely scientifically, this series A, B, C may equally well be considered in the inverse order, as they would be at a coroner's inquest. But from the point of view of Brutus, the desire, which comes at the beginning, is what makes the whole series interesting. We feel that if his desires had been different, the effects which he in fact produced would not have occurred. This is true, and gives him a sense of power and freedom. It is equally true that if the effects had not occurred, his desires would have been different, since being what they were the effects did occur. Thus the desires are determined by their consequences just as much as the consequences by the desires; but as we cannot (in general) know in advance the consequences of our desires without knowing our desires, this form of inference is uninteresting as applied to our own acts, though quite vital as applied to those of others.

A cause, considered scientifically, has none of that analogy with volition which makes us imagine that the effect is _compelled_ by it. A cause is an event or group of events, of some known general character, and having a known relation to some other event, called the effect; the relation being of such a kind that only one event, or at any rate only one well-defined sort of event, can have the relation to a given cause. It is customary only to give the name "effect" to an event which is later than the cause, but there is no kind of reason for this restriction. We shall do better to allow the effect to be before the cause or simultaneous with it, because nothing of any scientific importance depends upon its being after the cause.

If the inference from cause to effect is to be indubitable, it seems that the cause can hardly stop short of the whole universe. So long as anything is left out, something may be left out which alters the expected result. But for practical and scientific purposes, phenomena can be collected into groups which are causally self-contained, or nearly so. In the common notion of causation, the cause is a single event--we say the lightning causes the thunder, and so on. But it is difficult to know what we mean by a single event; and it generally appears that, in order to have anything approaching certainty concerning the effect, it is necessary to include many more circumstances in the cause than unscientific common sense would suppose. But often a probable causal connection, where the cause is fairly simple, is of more practical importance than a more indubitable connection in which the cause is so complex as to be hard to ascertain.

To sum up: the strict, certain, universal law of causation which philosophers advocate is an ideal, possibly true, but not _known_ to be true in virtue of any available evidence. What is actually known, as a matter of empirical science, is that certain constant relations are observed to hold between the members of a group of events at certain times, and that when such relations fail, as they sometimes do, it is usually possible to discover a new, more constant relation by enlarging the group. Any such constant relation between events of specified kinds with given intervals of time between them is a "causal law." But all causal laws are liable to exceptions, if the cause is less than the whole state of the universe; we believe, on the basis of a good deal of experience, that such exceptions can be dealt with by enlarging the group we call the cause, but this belief, wherever it is still unverified, ought not to be regarded as certain, but only as suggesting a direction for further inquiry.

A very common causal group consists of volitions and the consequent bodily acts, though exceptions arise (for example) through sudden paralysis. Another very frequent connection (though here the exceptions are much more numerous) is between a bodily act and the realisation of the purpose which led to the act. These connections are patent, whereas the causes of desires are more obscure. Thus it is natural to begin causal series with desires, to suppose that all causes are analogous to desires, and that desires themselves arise spontaneously. Such a view, however, is not one which any serious psychologist would maintain. But this brings us to the question of the application of our analysis of cause to the problem of free will.

V. The problem of free will is so intimately bound up with the analysis of causation that, old as it is, we need not despair of obtaining new light on it by the help of new views on the notion of cause. The free-will problem has, at one time or another, stirred men's passions profoundly, and the fear that the will might not be free has been to some men a source of great unhappiness. I believe that, under the influence of a cool analysis, the doubtful questions involved will be found to have no such emotional importance as is sometimes thought, since the disagreeable consequences supposed to flow from a denial of free will do not flow from this denial in any form in which there is reason to make it. It is not, however, on this account chiefly that I wish to discuss this problem, but rather because it affords a good example of the clarifying effect of analysis and of the interminable controversies which may result from its neglect.

Let us first try to discover what it is we really desire when we desire free will. Some of our reasons for desiring free will are profound, some trivial. To begin with the former: we do not wish to feel ourselves in the hands of fate, so that, however much we may desire to will one thing, we may nevertheless be compelled by an outside force to will another. We do not wish to think that, however much we may desire to act well, heredity and surroundings may force us into acting ill. We wish to feel that, in cases of doubt, our choice is momentous and lies within our power. Besides these desires, which are worthy of all respect, we have, however, others not so respectable, which equally make us desire free will. We do not like to think that other people, if they knew enough, could predict our actions, though we know that we can often predict those of other people, especially if they are elderly. Much as we esteem the old gentleman who is our neighbour in the country, we know that when grouse are mentioned he will tell the story of the grouse in the gun-room. But we ourselves are not so mechanical: we never tell an anecdote to the same person twice, or even once unless he is sure to enjoy it; although we once met (say) Bismarck, we are quite capable of hearing him mentioned without relating the occasion when we met him. In this sense, everybody thinks that he himself has free will, though he knows that no one else has. The desire for this kind of free will seems to be no better than a form of vanity. I do not believe that this desire can be gratified with any certainty; but the other, more respectable desires are, I believe, not inconsistent with any tenable form of determinism.

We have thus two questions to consider: (1) Are human actions theoretically predictable from a sufficient number of antecedents? (2) Are human actions subject to an external compulsion? The two questions, as I shall try to show, are entirely distinct, and we may answer the first in the affirmative without therefore being forced to give an affirmative answer to the second.

(1) _Are human actions theoretically predictable from a sufficient number of antecedents?_ Let us first endeavour to give precision to this question. We may state the question thus: Is there some constant relation between an act and a certain number of earlier events, such that, when the earlier events are given, only one act, or at most only acts with some well-marked character, can have this relation to the earlier events? If this is the case, then, as soon as the earlier events are known, it is theoretically possible to predict either the precise act, or at least the character necessary to its fulfilling the constant relation.